Conduct risk relates to all risks in Enterprise Risk Management. It permeates an organization's culture, ability to manage risk that ultimately impacts its reputation. Professionals in all industries, regulated or unregulated, must grapple with conduct risk; it is a competitive advantage to do so effectively.
This session delves into the strategies and tools to foster ethical behavior and mitigate the risk of reputational damage. The panel of compliance and risk professionals bring their deep experience of managing conduct risk in our ever-evolving environment of digitalization and regulatory change.
Moderator:
Penny Cagan, Part-Time Lecturer, Enterprise Risk Management; Former Americas Head of Operational Risk Control, UBS
Panel:
Tom Balogh, Former Regulator and Senior Non-Financial Risk Leader
Aarona Chou, Managing Director, Global Head of Wealth Client Risk Assessment & Control Design, Citi
Karina Volvovsky, Senior Vice President, Business Control Officer, City National Bank
Registered guests will receive a Zoom link prior to the event.
For questions about this event, please contact Joshua Gleich, [email protected].
To obtain additional information about program offerings at Columbia University’s School of Professional Studies, please contact an Admissions Counselor at [email protected].
If you require closed captioning, sign-language interpretation, or any other disability accommodations, please contact Disability Services, [email protected], at least 10 days in advance.
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